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Updated: Jul 31, 2026
No. of Questions: 402 Questions & Answers with Testing Engine
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FINRA Series-7 Exam Overview:
| Certification Vendor: | FINRA |
| Exam Name: | General Securities Representative Qualification Examination (GS) |
| Exam Number: | Series-7 |
| Exam Price: | $395 USD |
| Certificate Validity Period: | Valid while registered and completing continuing education; no fixed expiration if active |
| Passing Score: | 72% |
| Exam Format: | Multiple-choice questions, Computer-based |
| Exam Duration: | 225 minutes |
| Related Certifications: | Securities Industry Essentials (SIE) Series 6 Series 63 Series 65 Series 66 |
| Real Exam Qty: | 125 scored + 5 unscored pretest |
| Available Languages: | English |
| Recommended Training: | FINRA Official Content Outline |
| Exam Registration: | Prometric Scheduling FINRA Series 7 Registration |
| Sample Questions: | FINRA Series-7 Sample Questions |
| Exam Way: | Computer-based testing at authorized Prometric test centers |
| Pre Condition: | Must be sponsored by a FINRA/SRO member firm; must pass the Securities Industry Essentials (SIE) exam as a corequisite |
| Official Syllabus URL: | https://www.finra.org/registration-exams-ce/qualification-exams/series7 |
FINRA Series-7 Exam Syllabus Topics:
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Reference: https://www.finra.org/registration-exams-ce/qualification-exams/series7
How much FINRA Series 7 Certification Exam cost
The Series 7 exam is officially known as the general exam of securities representatives. It is a highly regulated exam that must be taken in an official test center. The cost to take the test is at least $ 265, with some areas in charge a little more.
Topics of FINRA Series 7 Certification Exam
Candidates must know the exam topics before they start of preparation. Because it will really help them in hitting the core. Our FINRA Series 7 exam dumps will include the following topics:
- Taxation
- Retirement plans
- Equity, and debt instruments
- Investment risk
- Packaged Securities
- Interactions with clients
- Options
How to Prepare For FINRA Series 7 Certification Exam
Preparation Guide for FINRA Series 7 Certification Exam
FINRA Series 7 Certification: Tips to survive if you don't have time to read all the page
The 7 Series review authorizes the holder to sell all types of products in securities, with the exception of commodities and futures. Officially known as the General Qualifying Examination for Securities Representatives, the Series 7 exam and its accreditation are managed by the Financial Sector Regulatory Authority (FINRA).
In the United States, stockbrokers must pass the Series 7 exam to obtain a commercial license. The 7 Series review focuses on investment risk, taxation, securities, and debt securities; securities, options, pension plans, and customer interactions.
In 2019, FINRA launched a distribution on 1 October 2018. of potential securities professionals. This introductory exam assesses a candidate's knowledge of basic information in the securities sector, including basic concepts for working in the sector
The purpose of the Series 7 license is to define a level of competence for a registered representative or securities dealer working in the securities sector. The 7 Series license is an essential requirement for a novice broker. The licensing exam covers a wide range of financial conditions and matters as well as the regulation of securities.
Candidates who pass the Series 7 exam can negotiate many securities, such as shares, mutual funds, options, municipal securities and variable contracts. The Series 7 license does not cover the sale of real estate or life insurance products. In addition to obtaining the Series 7 license, many states require registered representatives to take the Series 63 exam, also known as the state uniform agent law exam.
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